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FCA Investigations

EDWARD HAYES, top ranked international FCA and compliance lawyers, provide specialist advice to companies and individuals who are either at risk of or are under investigation by the Financial Conduct Authority (FCA)'s Enforcement or Supervision Divisions for alleged breaches of the FCA's rules and regulations.

Our solicitors, spread across 10 offices, advise on regulatory, civil and criminal investigations and litigation brought by the FCA, and major foreign regulators such as the US Department of Justice (DOJ) and CFTC.

We provide the very best
  • Representation at FCA interviews
  • Market abuse and insider trading issues
  • Advice on how to deal with FCA enforcement investigations
  • Advising on FCA enforcement powers and procedures
  • Representation before the Regulatory Decisions Committee
  • Handling contested applications for authorisation or in connection with refusal of approved person status
  • Advice on fitness and propriety and grandfathering
  • Appeals

Contact us for assistance

Contact Us

Tel: 01903 288850
Tel: 01243 781431
Tel:  01243 672124
Emergency: 07712 815169
Fax: 020 7427 7391

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