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Worthing
Tel: 01903 288850
East Wittering
Tel: 01243 672124
Havant/Portsmouth
Tel: 02392 479872


Quick Contact: Email us at:
info@edwardhayes.co.uk

FCA Investigations

EDWARD HAYES LLP, top ranked international FCA and compliance lawyers, provide specialist advice to companies and individuals who are either at risk of or are under investigation by the Financial Conduct Authority (FCA)'s Enforcement or Supervision Divisions for alleged breaches of the FCA's rules and regulations.

Our solicitors, spread across 10 offices, advise on regulatory, civil and criminal investigations and litigation brought by the FCA, and major foreign regulators such as the US Department of Justice (DOJ) and CFTC.

We provide the very best
  • Representation at FCA interviews
  • Market abuse and insider trading issues
  • Advice on how to deal with FCA enforcement investigations
  • Advising on FCA enforcement powers and procedures
  • Representation before the Regulatory Decisions Committee
  • Handling contested applications for authorisation or in connection with refusal of approved person status
  • Advice on fitness and propriety and grandfathering
  • Appeals

Contact us for assistance

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Worthing
Tel: 01903 288850
Havant/Portsmouth
Tel: 02392 479872
East Wittering
Tel: 01243 672124
Emergency: 0800 085 9684
Fax: 020 7427 7391
Email: info@edwardhayes.co.uk

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